Matthew Li puma
Investment adviser representative at Morgan Stanley
13 yearsExperience
2 statesRegistered in
$2TFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Morgan StanleyJul 2025 to now
- Wilson BROS. Bbq and CateringOct 2019 to Jan 2022
- J.P. Morgan Securities LLCMar 2018 to Jul 2025
- JPMorgan Chase Bank, N.A.Mar 2018 to Jul 2025
- ChipotleDec 2017 to Feb 2018
- UnemployedOct 2017 to Nov 2017
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2017 to Sep 2017
- University of Iowa Housing and DiningAug 2015 to Jun 2017
- University of IowaAug 2013 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2018
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 2 states (IL, TX).
Morgan Stanley
Legal name: Morgan Stanley Smith Barney LLC
$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6823922
- Firm CRD
- 149777