Michael John Pfeiffer
Investment adviser representative at Advisors Asset Management, Inc.
10 yearsExperience
2 statesRegistered in
$2.2BFirm assets
22 yearsFirm in business
Are you Michael John Pfeiffer? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
10 years in the industry.
- Advisors Asset Management, Inc.Jul 2022 to now
- Bank of America, N.A.Sep 2017 to Jul 2022
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2017 to Jul 2022
- Merrill EdgeMay 2017 to Jul 2022
- New Jersey Department of Human Services, Office of FinanceFeb 2016 to Apr 2017
Exams passed
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 2 states (NJ, TX).
Advisors Asset Management, Inc.
$2.2BAssets managed
1,505Clients
127Advisers
22 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6823868
- Firm CRD
- 46727