Maria Clare Santana
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
13 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Bank of America, N.A.Feb 2023 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedFeb 2023 to now
- Morgan Stanley Private Bank, N.A.Oct 2018 to now
- Enhance Healthcare ConsultingAug 2021 to Oct 2022
- Morgan StanleySep 2018 to Aug 2021
- 911 Safety Equipment LLCFeb 2018 to Sep 2018
- The Vanguard Group, Inc.Jul 2017 to Feb 2018
- Lancaster Family YmcaOct 2015 to Apr 2017
- Aroxel LLCJun 2014 to Sep 2018
- Franklin and Marshall CollegeAug 2013 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2017
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 2 states (PA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6822571
- Firm CRD
- 7691