Robert Marks
Investment adviser representative at Smallwood Wealth Management
11 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$339MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
11 years in the industry.
- Regulus Financial Group, LLCFeb 2025 to now
- Smallwood Wealth ManagementMay 2022 to now
- Smallwood Wealth Investment ManagementAug 2021 to now
- Smallwood AssociatesJul 2019 to now
- StudentAug 2018 to Jul 2019
- Smallwood AssociatesJun 2018 to Aug 2018
- Smallwood AssociatesJan 2018 to Jan 2018
- StudentAug 2017 to Jun 2018
- Smallwood AssociatesJun 2017 to Aug 2017
- StudentJul 2015 to Jun 2017
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 2 states (NJ, PA).
Smallwood Wealth Management
Legal name: Smallwood Wealth Investment Management, LLC
$339MAssets managed
458Clients
6Advisers
9 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6821354
- Firm CRD
- 288663