Daniel Alexander Rosenthal
Investment adviser representative at Wells Fargo Advisors
10 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$671.4BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Wells Fargo Bank, NANov 2023 to now
- Wells Fargo Clearing Services, LLCNov 2023 to now
- UBS Financial Services Inc.Apr 2023 to Nov 2023
- Morgan StanleyAug 2019 to Mar 2023
- NoneJul 2019 to Jul 2019
- JPMorgan Chase Bank, N.A.Jan 2019 to Jun 2019
- JPMorgan Securities, LLC.Jan 2019 to Jun 2019
- Charles Schwab & Co., Inc.Feb 2018 to Jan 2019
- NoneJan 2018 to Jan 2018
- InvescoJun 2017 to Aug 2017
- Texas A&m UniversityMay 2013 to Dec 2017
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 1 state (TX).
Wells Fargo Advisors
Legal name: Wells Fargo Clearing Services, LLC
$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6821005
- Firm CRD
- 19616