William Swanner
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
9 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
9 years in the industry.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2025 to now
- Fidelity InvestmentsSep 2022 to Oct 2025
- Kestra Investment ServicesApr 2020 to Sep 2022
- Kestra Private Wealth Services, LLCApr 2020 to Sep 2022
- Hilltop Securities IncDec 2017 to Apr 2020
- Mira Costa Community CollegeJan 2017 to Dec 2017
- GroundedSep 2016 to Dec 2017
Exams passed
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6820552
- Firm CRD
- 7691