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Earl Seno

Investment adviser representative at Transamerica Financial Advisors, LLC
11 yearsExperience
2 statesRegistered in
$2.1BFirm assets
35 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assets

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management

Experience

11 years in the industry.

  1. National Association of Social Security AnalystSep 2021 to now
  2. Motorola Solutions Inc.Aug 2021 to now
  3. Covered CaOct 2019 to now
  4. Transamerica Financial Advisors, IncJun 2017 to now
  5. WfgiaNov 2016 to now
  6. UnemployedMay 2015 to Nov 2016

Exams passed

  • Series 63 · Uniform Securities Agent State Law2019
  • Series 65 · Uniform Investment Adviser Law2025

State registrations

Registered as an investment adviser representative in 2 states (CA, TX).

Transamerica Financial Advisors, LLC

$2.1BAssets managed
42,735Clients
1,121Advisers
35 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6819571
Firm CRD
16164
Advisor's SEC record (opens in a new tab)
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