Mark Wingfield
Investment adviser representative at Morgan Stanley
13 yearsExperience
2 statesRegistered in
$2TFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Morgan StanleyApr 2026 to now
- LPL Financial LLCMar 2025 to Apr 2026
- Red 36Jun 2024 to Mar 2025
- The Investment Center, Inc.Jun 2024 to Mar 2025
- Northwestern Mutual Investment Services LLCFeb 2024 to Jun 2024
- Northwestern Mutual Life Insurance CompanyApr 2023 to Jun 2024
- AllstateJun 2021 to Mar 2023
- Revolusion Consultants IncDec 2020 to Jun 2021
- UnemployedFeb 2019 to Dec 2020
- Margaritas Mexican RestaurantApr 2018 to Feb 2019
- Northwestern Mutual Investment Services LLCDec 2017 to Apr 2018
- Northwestern Mutual Life Insurance CompanyJun 2017 to Apr 2018
- No Worries BrewingMar 2013 to Jun 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2024
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 2 states (CT, TX).
Morgan Stanley
Legal name: Morgan Stanley Smith Barney LLC
$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6819175
- Firm CRD
- 149777