Nikolas Rhett Neuman
Investment adviser representative at RBC Capital Markets, LLC
10 yearsExperience
2 statesRegistered in
$310.4BFirm assets
49 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- RBC Capital Markets, LLCFeb 2023 to now
- RBC Wealth ManagementAug 2022 to Feb 2023
- Meridian ServicesMar 2021 to Jun 2022
- Not EmployedSep 2020 to Feb 2021
- Abstract AssetsJul 2020 to Aug 2022
- Kollege Klub DinkytownAug 2019 to Aug 2020
- Not EmployedJun 2018 to Jul 2019
- College Pro PaintersJun 2016 to May 2018
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 2 states (MN, WI).
RBC Capital Markets, LLC
$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6819065
- Firm CRD
- 31194