Garret Locke
Investment adviser representative at LPL Financial LLC
27 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
27 years in the industry.
- LPL Financial LLCMay 2022 to now
- Cuna Brokerage Services, Inc.May 2019 to now
- Cuna Mutual GroupMay 2019 to now
- Thrivent FinancialAug 2017 to May 2019
- Thrivent Investment Management IncAug 2017 to May 2019
- Job SearchJun 2017 to Aug 2017
- Iowa Lions Eye Bank (university of Iowa)Sep 1999 to Jun 2017
Exams passed
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 1 state (IA).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6818550
- Firm CRD
- 6413