Grace Kathleen Bumpus
Investment adviser representative at RBC Capital Markets, LLC
10 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$310.4BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- RBC Capital Markets, LLCJan 2025 to now
- Franklin Distributors, LLCJul 2024 to Dec 2024
- Franklin Templeton Companies, LLCFeb 2024 to Dec 2024
- Putnam Investment ManagementSep 2018 to Dec 2024
- Putnam Retail ManagementSep 2018 to Jul 2024
- UnemployedMay 2018 to Sep 2018
- Boston CollegeSep 2017 to May 2018
- Putnam InvestmentsJun 2017 to Aug 2017
- Boston CollegeAug 2016 to May 2017
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 2 states (CT, TX).
RBC Capital Markets, LLC
$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6818000
- Firm CRD
- 31194