Richard Brooks Barkley
Investment adviser representative at Prime Capital Financial
6 yearsExperience
1 stateRegistered in
$39.1BFirm assets
9 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feePerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
6 years in the industry.
- Prime Capital FinancialNov 2018 to now
- Prime Capital Investment Advisors, LLCNov 2018 to now
- Private Client ServicesNov 2018 to Nov 2019
- Minnesota Life Insurance CoMay 2018 to Nov 2018
- Securian Financial Services IncMay 2018 to Nov 2018
- Symmetry Financial SolutionsMay 2018 to Nov 2018
- Champion GroupJun 2017 to Apr 2018
- Ironwood MidstreamJan 2015 to Aug 2017
- Focused Fitness / Athletic RepublicJan 2012 to Jan 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2017
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 1 state (TX).
Prime Capital Financial
Legal name: Prime Capital Investment Advisors, LLC
$39.1BAssets managed
23,965Clients
264Advisers
9 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6817585
- Firm CRD
- 288712