Esai James Ferguson
Investment adviser representative at LPL Financial LLC
9 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
9 years in the industry.
- LPL Financial, LLCJul 2021 to now
- Raymond James Financial Services Advisors, Inc.Mar 2021 to Jun 2021
- Raymond James Financial Services, Inc.Mar 2021 to Jun 2021
- Morgan StanleyAug 2018 to Feb 2021
- T. Rowe PriceJul 2017 to Aug 2018
- UnemployedFeb 2017 to May 2017
- Dunkin DonutsAug 2012 to Jan 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2017
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 2 states (FL, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6817255
- Firm CRD
- 6413