David Ira Roth
Investment adviser representative at Prosperity Capital Advisors
19 yearsExperience
3 statesRegistered in
CFP® certificationDesignation
$4.4BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
19 years in the industry.
- Westford Wealth Management (dba for Advisory Business)Jan 2026 to now
- Prosperity Capital AdvisorsNov 2020 to now
- C2p Capital Advisory Group, LLC dba Prosperity Capital AdvisorsNov 2020 to now
- Breezy Day ProductionsJan 2010 to now
- Alison Wealth Management (D.B.A. for Advisory Business)Nov 2020 to Jan 2026
- Julie's Cat CareJan 2017 to Mar 2020
- Good Thomas ProductionsApr 2015 to Mar 2020
- Self Employed Freelance MusicianMay 2007 to Sep 2023
Designations
- CFP® certification
Exams passed
- Series 65 · Uniform Investment Adviser Law2017
State registrations
Registered as an investment adviser representative in 3 states (CA, MA, TX).
Prosperity Capital Advisors
Legal name: C2p Capital Advisory Group, LLC
$4.4BAssets managed
7,548Clients
103Advisers
15 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6817197
- Firm CRD
- 156480