Vivian Ashton Frederick
Investment adviser representative at RBC Capital Markets, LLC
12 yearsExperience
2 statesRegistered in
$310.4BFirm assets
49 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- RBC Capital Markets, LLCFeb 2022 to now
- Verlaine FoxMar 2021 to Feb 2022
- Goldman Sachs & Co. LLCJul 2019 to Mar 2021
- Greek SocialsAug 2018 to Jun 2019
- Goldman Sachs & CoJun 2018 to Aug 2018
- Pricewaterhousecoopers LLPJan 2018 to Mar 2018
- SmuAug 2017 to Jan 2018
- Goldman Sachs & CoMay 2017 to Aug 2017
- SmuJan 2017 to May 2017
- Lululemon AthleticaDec 2016 to Jan 2017
- SmuAug 2016 to Dec 2016
- Southern Methodist UniversityAug 2014 to Jun 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 2 states (NY, TX).
RBC Capital Markets, LLC
$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6816980
- Firm CRD
- 31194