Nicholas J Costanza
Investment adviser representative at LPL Enterprise, LLC
13 yearsExperience
1 stateRegistered in
CFADesignation
$24.9BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- LPL Enterprise, LLCFeb 2025 to now
- Suffolk County Police DepartmentOct 2023 to now
- Morgan StanleyJul 2019 to Oct 2023
- Morgan Stanley Private Bank, N.A.Jul 2019 to Oct 2023
- Wells Fargo Clearing Services LLCJul 2018 to Jul 2019
- The Ayco Company LPOct 2016 to Jul 2018
- University of AlbanySep 2013 to May 2017
Designations
- CFA
Exams passed
- Series 63 · Uniform Securities Agent State Law2017
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 1 state (NY).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6816723
- Firm CRD
- 8733