Andrew Mo
Investment adviser representative at HSBC Securities (USA) Inc.
11 yearsExperience
22 statesRegistered in
$3.8BFirm assets
21 yearsFirm in business
Are you Andrew Mo? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
11 years in the industry.
- HSBC Securities (USA) Inc.Aug 2024 to now
- HSBC Bank USA, N.A.Aug 2024 to now
- Cetera Investment Advisers LLCJul 2023 to May 2024
- Cetera Investment Services LLCJul 2023 to May 2024
- East West BankJul 2023 to May 2024
- HSBC Bank USA, N.A.Jan 2022 to Jun 2023
- HSBC Securities (USA) Inc.Jan 2022 to Jun 2023
- Iconiq CapitalSep 2020 to Dec 2021
- Svb Wealth AdvisoryDec 2017 to Sep 2020
- Alliance BernsteinJun 2017 to Nov 2017
- BNY MellonAug 2015 to May 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law2018
- Series 63 · Uniform Securities Agent State Law2020
State registrations
Registered as an investment adviser representative in 22 states (AK, AL, CA, DC, DE, GA, IA, KS, LA, MD, ME, MN, MT, NC, ND, NE, NM, PR, TX, UT, VI, WA).
HSBC Securities (USA) Inc.
$3.8BAssets managed
12,108Clients
373Advisers
21 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6816667
- Firm CRD
- 19585