Nicholas Robert Gacioch
Investment adviser representative at LPL Enterprise, LLC
9 yearsExperience
1 stateRegistered in
$24.9BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
9 years in the industry.
- LPL Enterprise, LLCNov 2024 to now
- The Prudential Insurance Company of AmericaMar 2024 to now
- Pruco Securities LLCFeb 2024 to Nov 2024
- UnemployedSep 2023 to Feb 2024
- Pruco Securities LLCFeb 2023 to Sep 2023
- UnemployedSep 2022 to Feb 2023
- State Farm Kris YelvertonDec 2021 to Sep 2022
- UnemployedOct 2020 to Dec 2021
- University StudentSep 2017 to Jul 2019
- Ameriprise Financial, Jon L Myers and AssociatesMay 2017 to Oct 2020
- College StudentSep 2015 to Jun 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 1 state (NY).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6816632
- Firm CRD
- 8733