Romain Hubert Ducasse
Investment adviser representative at Schwartz & Co.
10 yearsExperience
2 statesRegistered in
$10.5BFirm assets
22 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Gregory J. Schwartz & Co., Inc.Jan 2026 to now
- Gregory J. Schwartz & Co., Inc. d/b/a Schwartz & Co.Jan 2026 to now
- Morgan Stanley Smith Barney LLCOct 2021 to Jan 2026
- Wells Fargo Clearing Services LLCAug 2018 to Oct 2021
- Morgan Stanley Private Bank, N.A.Oct 2017 to Aug 2018
- Morgan Stanley Smith Barney LLCJul 2017 to Aug 2018
- In House ValetAug 2016 to Jul 2017
Exams passed
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 2 states (MI, NH).
Schwartz & Co.
Legal name: Gregory J. Schwartz & Co., Inc.
$10.5BAssets managed
1,737Clients
25Advisers
22 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6815670
- Firm CRD
- 7294