Alan Edward Concha
Investment adviser representative at LPL Financial LLC
8 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$819.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
8 years in the industry.
- LPL Financial LLCNov 2024 to now
- Osaic Wealth, Inc.Jun 2024 to Nov 2024
- Securities America AdvisorsApr 2023 to Jun 2024
- Securities America, IncApr 2023 to Jun 2024
- Smallwood Wealth Investment ManagementFeb 2022 to Apr 2023
- Smallwood Wealth ManagementOct 2021 to Apr 2023
- Bank of America, N. A.Jul 2019 to Aug 2021
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2018 to Aug 2021
- Jimmy JohnsAug 2017 to May 2018
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2017 to Aug 2017
- University of DelawareMay 2016 to May 2018
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 2 states (NJ, UT).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6815242
- Firm CRD
- 6413