Nicholas Joseph Katzaroff
Investment adviser representative at UBS Financial Services Inc.
12 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- UBS Financial Services Inc.Mar 2025 to now
- Not Employed - Personal TimeJul 2024 to Mar 2025
- Flywheel Digital LLCSep 2023 to Jul 2024
- Similarweb Ltd. (nyse: Smwb)Dec 2020 to Sep 2023
- Not Employed - Paid Garden LeaveJun 2020 to Dec 2020
- Point72 Asset Management - Canvas Frg, LLCApr 2019 to Jun 2020
- Wilshire Associates, Inc.Jun 2018 to Mar 2019
- Bel Air Investment AdvisorsSep 2017 to Nov 2017
- Macquarie Group LimitedJun 2017 to Aug 2017
- Lovell Minnick Partners LLCOct 2016 to Mar 2017
- Ucla - University of California, Los AngelesSep 2014 to Jun 2018
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (CA).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6814775
- Firm CRD
- 8174