Emily Figueroa
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
18 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
18 years in the industry.
- Bank of America, N.A.Nov 2023 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2023 to now
- Wealth Enhancement Brokerage ServicesDec 2019 to Oct 2023
- Wealth Enhancement Advisory Services LLCOct 2019 to Oct 2023
- LPL Financial, LLCMar 2019 to Oct 2023
- Wealth Enhancement GroupMar 2019 to Oct 2023
- Woodbury Financial Services IncAug 2018 to Mar 2019
- Sai Financial ServicesJun 2017 to Mar 2019
- Chipotle Mexican GrillJun 2014 to Jun 2017
- North Central CollegeSep 2013 to Jun 2017
- Full-time EducationJul 2008 to Jun 2017
Exams passed
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 2 states (IL, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6813563
- Firm CRD
- 7691