Jacob Siano Whalen
Investment adviser representative at LPL Financial LLC
13 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- Flagstar Bank N.A.Feb 2022 to now
- LPL Financial LLCFeb 2022 to now
- Bank of America, N.A.Nov 2018 to Feb 2022
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2018 to Feb 2022
- AXA Advisors, LLCJul 2017 to Nov 2018
- UnemployedMar 2017 to Jul 2017
- GeicoJul 2013 to Mar 2017
Exams passed
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 1 state (NY).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6813093
- Firm CRD
- 6413