Carlos Javier Tovar
Investment adviser representative at Ameriprise Financial Services, LLC
9 yearsExperience
2 statesRegistered in
$660.5BFirm assets
39 yearsFirm in business
Are you Carlos Javier Tovar? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
9 years in the industry.
- Ameriprise Financial Services, LLCJun 2025 to now
- UnemployedFeb 2025 to May 2025
- J.P. Morgan Securities LLCJun 2023 to Jan 2025
- JPMorgan Chase Bank. NAJun 2023 to Jan 2025
- Gwn Securities, IncOct 2021 to Jun 2023
- UnemployedJun 2021 to Sep 2021
- Awm Financial Services Inc.Jun 2019 to May 2021
- Allied WealthMay 2019 to May 2021
- Equitable Financial Life Insurance Co.Jan 2018 to May 2019
- AXA FinancialDec 2017 to Jun 2019
- AXA Advisors, LLCJun 2017 to May 2019
- Equitable Advisors LLCJun 2017 to May 2019
- UnemployedSep 2016 to May 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law2019
- Series 63 · Uniform Securities Agent State Law2022
State registrations
Registered as an investment adviser representative in 2 states (RI, TX).
Ameriprise Financial Services, LLC
$660.5BAssets managed
1,386,329Clients
12,701Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6812885
- Firm CRD
- 6363