Mitchel J Smith
Investment adviser representative at LPL Financial LLC
10 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Financial LLCJun 2026 to now
- UnemployedMar 2026 to Jun 2026
- Morgan StanleyDec 2023 to Mar 2026
- UnemployedAug 2023 to Nov 2023
- Robert W. Baird & Co. IncorporatedOct 2022 to Aug 2023
- LPL FinancialJul 2022 to Sep 2022
- First Interstate BnakNov 2020 to Sep 2022
- Raymond James Financial Services, Inc.Nov 2020 to Jul 2022
- Trident Trust Company South DakotaNov 2019 to Nov 2020
- Great Western BankJan 2019 to Nov 2019
- Modern Woodman of AmericaMay 2018 to Jan 2019
- Kar ExpressJan 2017 to May 2018
- UnemployedAug 2016 to Jan 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (SD).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6812357
- Firm CRD
- 6413