James Mcgovern
Investment adviser representative at Charles Schwab & Co., Inc.
15 yearsExperience
2 statesRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
15 years in the industry.
- Charles Schwab & Co., Inc.Sep 2025 to now
- Charles Schwab Bank, SsbSep 2025 to now
- Pgim Investments, LLCJul 2024 to Sep 2025
- Prudential Investment Management Services LLCJul 2024 to Sep 2025
- Nile Capital GroupFeb 2024 to May 2024
- Fef Distributors, LLCApr 2022 to Jan 2024
- First Eagle Investment Management, LLCApr 2022 to Jan 2024
- UBS Financial Services, Inc.Jan 2020 to Apr 2022
- Kislak Real EstateSep 2019 to Dec 2019
- BasfJun 2018 to Jun 2019
- Basking Ridge Carpet CleaningSep 2017 to Jun 2018
- Private Client GroupMay 2017 to Jun 2018
- Shop RiteDec 2011 to Aug 2017
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 2 states (NJ, NY).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6812230
- Firm CRD
- 5393