Conner Hartman
Investment adviser representative at Osaic Advisory Services, LLC
13 yearsExperience
1 stateRegistered in
$15.5BFirm assets
12 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Osaic Advisory Services, LLCOct 2024 to now
- Osaic Wealth, Inc.Oct 2024 to now
- American Portfolios Financial ServicesAug 2023 to Oct 2024
- Nuveen Asset Management, LLCNov 2020 to Jul 2023
- Nuveen Securities, LLCNov 2020 to Jul 2023
- TaskrabbitFeb 2018 to Jul 2020
- The Vanguard Group, Inc.Jun 2017 to Oct 2020
- Enterprise HoldingsMay 2016 to Apr 2017
- Studio 321Oct 2014 to Jun 2017
- Catawba CollegeAug 2013 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2017
- Series 65 · Uniform Investment Adviser Law2020
State registrations
Registered as an investment adviser representative in 1 state (CO).
Osaic Advisory Services, LLC
$15.5BAssets managed
29,898Clients
348Advisers
12 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6812060
- Firm CRD
- 171070