Amber Pauley
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
11 yearsExperience
1 stateRegistered in
$1.8TFirm assets
47 yearsFirm in business
Are you Amber Pauley? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Bank of America, N.A.Nov 2021 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2021 to now
- KaplanMar 2020 to now
- Capital AnalystsAug 2020 to Sep 2021
- Wealth Planning Advisors / Lincoln InvestmentApr 2020 to Sep 2021
- UnemployedDec 2019 to Mar 2020
- Tnt TruckingAug 2019 to Dec 2019
- UnemployedMay 2019 to Aug 2019
- Edward JonesApr 2019 to May 2019
- Morgan StanleyMar 2018 to Jan 2019
- Morgan Stanley Private Bank, N.A.Mar 2018 to Jan 2019
- Tnt TruckingDec 2016 to Mar 2018
- Stavros and KellyDec 2015 to Dec 2016
- West Texas A&m UniversityAug 2015 to May 2017
Exams passed
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 1 state (TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6811464
- Firm CRD
- 7691