Jake Samuel Hayes
Investment adviser representative at LPL Financial LLC
10 yearsExperience
2 statesRegistered in
CFP® certification, CFADesignations
$819.1BFirm assets
Are you Jake Samuel Hayes? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Financial LLCJun 2024 to now
- Fisher InvestmentsFeb 2023 to now
- UnemployedJul 2022 to Jan 2023
- Bank of America, N.A.Jul 2018 to Jul 2022
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedFeb 2018 to Jul 2022
- San Diego State UniversityAug 2017 to May 2018
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2017 to Aug 2017
- San Diego State UniversityAug 2016 to Jun 2017
- Pacific Sotheby's International RealtyMar 2016 to Dec 2016
Designations
- CFP® certification
- CFA
Exams passed
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 2 states (FL, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6811277
- Firm CRD
- 6413