Benjamin Samuel-Wayne Rogers
How is this counted?
Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Services the firm offers
These describe the firm as a whole, not only this advisor.
Experience
15 years since the first job or state securities exam on the SEC record. Counts all jobs listed.
- Peterson Rogers Private Wealth, LLCFeb 2024 to now
- Maddix Holdings LLCFeb 2023 to now
- Axxcess Wealth Management, LLCSep 2022 to now
- Bank of America, N.A.Sep 2017 to Sep 2022
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 2017 to Sep 2022
- Founders FirmFeb 2017 to Apr 2017
- UnemployedJan 2017 to Feb 2017
- United States Marine CorpsJan 2011 to Jan 2017
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 2 states (TX, UT).
Peterson Rogers Private Wealth, LLC
Official records
Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- 6786242
- 324001