Nicholas Loberg
How is this counted?
Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Services the firm offers
These describe the firm as a whole, not only this advisor.
Experience
11 years since the first job or state securities exam on the SEC record. Counts all jobs listed.
- Greystone Financial Group, LLCMar 2026 to now
- Concorde Asset Management, LLCJul 2024 to Mar 2026
- Concorde Investment Services, LLCJul 2024 to Mar 2026
- Spectrum Financial ResourcesSep 2022 to Jun 2024
- United Planners Financial ServicesMay 2022 to Jun 2024
- UnemployedMay 2022 to May 2022
- Nicholas LobergMay 2021 to Jun 2024
- Corecap AdvisorsJan 2021 to May 2022
- M & O Marketing, LLCOct 2020 to May 2022
- Harbor Light PlanningAug 2019 to Oct 2020
- GWN Securities, Inc.May 2017 to Aug 2019
- National Insurance ServicesMar 2017 to Aug 2019
- State Farm InsuranceMay 2015 to Mar 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2017
- Series 65 · Uniform Investment Adviser Law2020
State registrations
Registered as an investment adviser representative in 2 states (MI, TX).
Greystone Financial Group, LLC
Official records
Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- 6778518
- 306595