Aridai Lopez
How is this counted?
Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.
Contact this advisor
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Services the firm offers
These describe the firm as a whole, not only this advisor.
Experience
11 years since the first job or state securities exam on the SEC record. Counts all jobs listed.
- Secure Investment Management, LLCJan 2026 to now
- Secure Income ManagementDec 2025 to now
- Cetera Investment Advisers LLCMar 2025 to Dec 2025
- Cetera Investment Services LLCMar 2025 to Dec 2025
- UnemployedMar 2024 to Mar 2025
- Cache Securities, LLCOct 2023 to Feb 2024
- The Vanguard Group, Inc.Jul 2020 to Oct 2023
- Southwest Windows and Doors LLCJul 2019 to Mar 2024
- Guardian Life Insurance Co of AmericaJun 2019 to Jul 2020
- Park Avenue Securities, LLCJun 2019 to Jul 2020
- Foresters Advisory Services LLCMar 2018 to Jun 2019
- Foresters Financial Services IncJan 2017 to Jun 2019
- Arizona State UniversityMay 2015 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2017
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 2 states (AZ, CA).
Secure Investment Management, LLC
Official records
Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- 6744625
- 141195