Ramiro Herrera
Investment adviser representative at Kingswood Wealth Advisors, LLC
13 yearsExperience
1 stateRegistered in
$3.8BFirm assets
9 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
13 years in the industry.
- Kingswood Wealth Advisors, LLCApr 2025 to now
- Kingswood Capital PartnersJan 2025 to now
- LPL Financial LLCDec 2017 to Jan 2025
- First Allied Securities, Inc.Jul 2017 to Oct 2017
- Northwestern Mutual Invesment Serives, LLCDec 2016 to Apr 2017
- San Diego State UniversityAug 2013 to Dec 2016
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (CA).
Kingswood Wealth Advisors, LLC
$3.8BAssets managed
11,425Clients
122Advisers
9 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6735530
- Firm CRD
- 288792