William Casen Guge
Investment adviser representative at Cetera Planning Partners
11 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$4.2BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Cetera Planning PartnersSep 2025 to now
- Ameriprise Financial Services, LLCSep 2023 to Aug 2025
- Charles Schwab & Co., Inc.Apr 2022 to Sep 2023
- Charles Schwab Bank, SsbApr 2022 to Sep 2023
- Fidelity Brokerage Services LLCMar 2020 to Mar 2022
- TD AmeritradeDec 2016 to Feb 2020
- TD BankDec 2015 to Nov 2016
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 1 state (NC).
Cetera Planning Partners
Legal name: The Retirement Planning Group, LLC
$4.2BAssets managed
4,849Clients
322Advisers
22 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6735353
- Firm CRD
- 129625