Elizabeth Anne Ley
Investment adviser representative at Principal Securities, Inc.
34 yearsExperience
1 stateRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
34 years in the industry.
- Principal Securities, Inc.Nov 2024 to now
- Principal Life Insurance CoNov 2024 to now
- Turnkey Services LLCApr 1990 to now
- Pruco Securities LLCJun 2024 to Oct 2024
- The Prudential Insurance Company of AmericaJun 2024 to Oct 2024
- Transamerica Financial Advisors, IncJan 2022 to May 2024
- Colonial Life InsuranceJun 2021 to Jun 2024
- Transamerica Agency NetworkMay 2021 to Jun 2024
- United Financial ServicesApr 2021 to Jun 2024
- Ashley HomestoreSep 2018 to Dec 2018
- Nylife Securities LLCMar 2017 to Jan 2020
- New York Life Insurance Co.Nov 2016 to Jan 2020
- SearsAug 2015 to Sep 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2017
- Series 65 · Uniform Investment Adviser Law2022
State registrations
Registered as an investment adviser representative in 1 state (PA).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6735295
- Firm CRD
- 1137