Travis Caswell
Investment adviser representative at New York Life Investment Management LLC
12 yearsExperience
1 stateRegistered in
$120.7BFirm assets
26 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
12 years in the industry.
- New York Life Investment Management LLCMay 2024 to now
- New York Life InvestmentsMay 2024 to now
- Allspring Funds Distributor, LLCAug 2022 to May 2024
- Allspring Funds Management, LLC.Aug 2022 to May 2024
- LPL Financial LLCMay 2022 to Aug 2022
- Cuna Brokerage Services, Inc.Sep 2019 to Aug 2022
- Cuna Mutual GroupSep 2019 to Aug 2022
- Edward JonesAug 2018 to Aug 2019
- Milwaukee BucksNov 2017 to Apr 2018
- Guardian LifeJun 2017 to Aug 2017
- Northwestern MutualDec 2016 to Feb 2017
- University of Wisconsin OshkoshSep 2014 to May 2018
Exams passed
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 1 state (WI).
New York Life Investment Management LLC
$120.7BAssets managed
933Clients
89Advisers
26 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6735072
- Firm CRD
- 109591