Caroline Crisp Hall
Investment adviser representative at Cambridge Investment Research Advisors, Inc.
13 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$138.7BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Market timing
- Seminars and workshops
Experience
13 years in the industry.
- Cambridge Investment Research Advisors, Inc.Aug 2022 to now
- Cambridge Investment Research, Inc.Aug 2022 to now
- Harbor Financial Services, LLCJul 2021 to Aug 2022
- Level Four Advisory ServicesJul 2021 to Aug 2022
- FaceJan 2020 to Feb 2021
- Raymond James Financial Services Advisors, Inc.Oct 2019 to Oct 2019
- Raymond James Financial Services, Inc.May 2019 to Jul 2021
- Southwestern Investment Advisory ServicesMay 2019 to Jul 2021
- Level Four InvestmentsAug 2018 to Apr 2019
- Peachtree Planning LLCJun 2017 to Aug 2018
- Auburn UniversityAug 2013 to May 2017
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 2 states (AL, TX).
Cambridge Investment Research Advisors, Inc.
$138.7BAssets managed
361,213Clients
3,884Advisers
21 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6733880
- Firm CRD
- 134139