Cody Alexander Stapleton
Investment adviser representative at Money Concepts Advisory Service
11 yearsExperience
1 stateRegistered in
$4.1BFirm assets
35 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
11 years in the industry.
- Money Concepts Capital CorpSep 2021 to now
- Ollies Burgers & BarbequeOct 2020 to now
- Cambridge Investment Research Advisors, Inc.Sep 2019 to Aug 2021
- Cambridge Investment Research Inc.Sep 2019 to Aug 2021
- Money Concepts Capital Corp.Nov 2016 to Sep 2019
- Shawnee State UniversityAug 2015 to Jul 2019
- Portsmouth Brewing CompanyMay 2015 to Sep 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2018
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 1 state (OH).
Money Concepts Advisory Service
Legal name: Money Concepts Capital Corp
$4.1BAssets managed
17,032Clients
386Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6731547
- Firm CRD
- 12963