Kristen Nicole Thomas
Investment adviser representative at Cetera Investment Advisers LLC
10 yearsExperience
3 statesRegistered in
CFP® certificationDesignation
$256.8BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Paved Wealth Partners, LLCJan 2026 to now
- Cetera Investment Advisers LLCSep 2025 to now
- Cetera Wealth Services, LLCSep 2025 to now
- N/l Financial Services, LLCJan 2024 to now
- Southern Rooted GardensOct 2023 to now
- Avantax Advisory ServicesJan 2024 to Sep 2025
- Avantax Insurance Agency And/or Avantax Insurance ServicesJan 2024 to Sep 2025
- Avantax Insurance ServicesJan 2024 to Sep 2025
- Avantax Investment Services Inc.Jan 2024 to Sep 2025
- Carolina Planning Consultants, LLPOct 2020 to Jan 2024
- Ifg Advisory, LLCOct 2020 to Jan 2024
- LPL Financial, LLCOct 2020 to Jan 2024
- Federated Investment CounselingJul 2017 to Sep 2020
- Mdt Advisers, A Division of Federated Mdta LLCJul 2017 to Sep 2020
- Federated Securities Corp.Nov 2016 to Sep 2020
- BNY MellonMay 2016 to Nov 2016
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 3 states (MD, NC, TX).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6730539
- Firm CRD
- 105644