Michael Ashley Caslin
Investment adviser representative at Spc
10 yearsExperience
1 stateRegistered in
$6.1BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- SpcFeb 2026 to now
- Sigma Financial CorporationJan 2026 to now
- Sigma Planning CorporationJan 2026 to now
- Blueprint Financial AdvisorsDec 2025 to Jan 2026
- Edward JonesNov 2016 to Dec 2025
- Ice River SpringsMay 2016 to Nov 2016
Exams passed
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 1 state (NH).
Spc
Legal name: Sigma Planning Corporation
$6.1BAssets managed
30,916Clients
474Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6728865
- Firm CRD
- 110692