Shuang Guo
Investment adviser representative at M Holdings Securities, Inc.
10 yearsExperience
2 statesRegistered in
$3.2BFirm assets
26 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Confluent Financial South CarolinaAug 2026 to now
- M Holdings Securities, Inc.Aug 2026 to now
- Kovack Advisors, Inc.Mar 2026 to Aug 2026
- Kovack Securities, Inc.Mar 2026 to Aug 2026
- LPL Enterprise, LLCNov 2024 to Dec 2025
- The Prudential Insurance Company of AmericaApr 2023 to Nov 2025
- Pruco SecuritiesApr 2023 to Nov 2024
- Self-employedOct 2020 to Apr 2023
- Pruco Securities, LLCSep 2018 to Oct 2020
- New York Life Insurance Co.Dec 2017 to Sep 2018
- Nylife Securities LLCDec 2017 to Sep 2018
- UnemployedOct 2017 to Nov 2017
- HSBCOct 2016 to Sep 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2016
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 2 states (NY, SC).
M Holdings Securities, Inc.
$3.2BAssets managed
4,513Clients
172Advisers
26 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6728775
- Firm CRD
- 43285