Michael Brendan Flaherty
Investment adviser representative at Raymond James Financial Services Advisors, Inc
14 yearsExperience
2 statesRegistered in
$390BFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Raymond James Financial Services Advisors, Inc.Jun 2026 to now
- Peoples BankJun 2026 to now
- Raymond James Financial Services, Inc.Jun 2026 to now
- HomemakerNov 2025 to Jun 2026
- Bank of America, N.A.Jan 2024 to Oct 2025
- Merrill Lynch, Pierce, Fenner & Smith Inc.Jan 2024 to Oct 2025
- HomemakerMay 2023 to Jan 2024
- Wells Fargo Clearing Services, LLCNov 2016 to May 2023
- Wells Fargo Bank, NADec 2012 to May 2023
Exams passed
- Series 63 · Uniform Securities Agent State Law2017
- Series 65 · Uniform Investment Adviser Law2017
State registrations
Registered as an investment adviser representative in 2 states (CT, MA).
Raymond James Financial Services Advisors, Inc
$390BAssets managed
508,439Clients
6,726Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6728736
- Firm CRD
- 149018