Malcolm Reynolds
Investment adviser representative at LPL Financial LLC
13 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- LPL Financial LLCJun 2024 to now
- UnemployedJan 2024 to Jun 2025
- AgiaNov 2022 to Jan 2024
- Valic Financial Advisors, Inc.Nov 2022 to Jan 2024
- UnemployedSep 2022 to Oct 2022
- Fidelity InvestmentsApr 2021 to Aug 2022
- T Rowe PriceAug 2019 to Mar 2021
- UnemployedJul 2019 to Aug 2019
- Bank of America N.A.Feb 2019 to Jul 2019
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2018 to Jul 2019
- PNC BankSep 2018 to Nov 2018
- UnemployedJun 2018 to Sep 2018
- Educational Systems Federal Credit UnionNov 2017 to Jun 2018
- UnemployedSep 2017 to Nov 2017
- Alion Science and TechnologyAug 2017 to Sep 2017
- Morgan Stanley Smith BarneyJul 2017 to Aug 2017
- UnemployedMay 2017 to Jul 2017
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2016 to May 2017
- Secu Credit UnionAug 2015 to Nov 2016
- Southern New Hampshire UniversityMay 2012 to Jul 2017
Exams passed
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 1 state (MD).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6728005
- Firm CRD
- 6413