David William Sosa
Investment adviser representative at Cetera Investment Advisers LLC
9 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
9 years in the industry.
- Cetera Investment Advisers LLCAug 2025 to now
- Cetera Investment Services LLCJun 2025 to now
- Regions BankJun 2025 to now
- LPL Financial LLCApr 2025 to May 2025
- Cetera Investment Advisers LLCSep 2021 to Apr 2025
- Cetera Investment Services LLCSep 2021 to Apr 2025
- Regions BankSep 2021 to Apr 2025
- Wells Fargo Bank NAOct 2018 to Sep 2021
- Wells Fargo Clearing Services, LLC.Oct 2018 to Sep 2021
- UnemployedJul 2018 to Oct 2018
- AXA Advisors, LLCDec 2016 to Jul 2018
- UnemployedNov 2016 to Dec 2016
Exams passed
- Series 66 · Uniform Combined State Law2015
State registrations
Registered as an investment adviser representative in 1 state (FL).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6725101
- Firm CRD
- 105644