Susana Romo lozano
Investment adviser representative at Vanguard Advisers, Inc.
10 yearsExperience
2 statesRegistered in
$344.6BFirm assets
31 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
10 years in the industry.
- Vanguard Advisers, Inc.Jul 2025 to now
- The Vanguard Group, Inc.Jul 2025 to now
- Vanguard Marketing CorporationJul 2025 to now
- Morgan StanleyDec 2024 to Jun 2025
- BMO Investment ServicesJul 2023 to Dec 2024
- LPL Financial LLCJul 2023 to Dec 2024
- Bancwest Investment Services, Inc.Jan 2022 to Jul 2023
- Bank of the West Bnp ParribasJan 2022 to Jul 2023
- Bank of America, N.A.May 2020 to Jan 2022
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedFeb 2020 to Jan 2022
- Nylife Securities LLCNov 2016 to Feb 2020
- New York Life Insurance CompanyAug 2016 to Feb 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2017
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 2 states (AZ, TX).
Vanguard Advisers, Inc.
$344.6BAssets managed
791,528Clients
2,464Advisers
31 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6724167
- Firm CRD
- 106715