Wesley James Thomas
Investment adviser representative at Raymond James Financial Services Advisors, Inc
10 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$390BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Raymond James Financial Services Advisors, IncMay 2024 to now
- Pinnacle Asset ManagementMay 2024 to now
- Pinnacle Bank/pinnacle Financial PartnersMay 2024 to now
- Raymond James Financial Services, IncMay 2024 to now
- Truist Advisory Services, Inc.Feb 2021 to May 2024
- Truist Investment Services, Inc.Feb 2021 to May 2024
- Bb&t SecuritiesOct 2018 to Feb 2021
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2016 to Sep 2018
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2017
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 2 states (FL, TX).
Raymond James Financial Services Advisors, Inc
$390BAssets managed
508,439Clients
6,726Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6723248
- Firm CRD
- 149018