Karen Anne Stephens
Investment adviser representative at Cetera Investment Advisers LLC
35 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
35 years in the industry.
- Cetera Investment Advisers LLCSep 2025 to now
- Cetera Wealth Services, LLCSep 2025 to now
- Karen A Stephens, CpaDec 2003 to now
- Avantax Advisory ServicesFeb 2021 to Sep 2025
- Avantax Investments Services, Inc.Aug 2020 to Sep 2025
- Proequities, IncOct 2016 to Jul 2020
- Creative Property Solutions LLCJan 2013 to Dec 2020
- Kresl Baker LtdFeb 2012 to Dec 2020
- Wipfli, LLPSep 1991 to May 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2016
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 1 state (AZ).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6722166
- Firm CRD
- 105644