Benjamin Anthony Junior
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
8 yearsExperience
1 stateRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
8 years in the industry.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2022 to now
- Pacer Advisors, Inc.Aug 2022 to Oct 2022
- Pacer Financial, Inc.Aug 2022 to Oct 2022
- Charles Schwab & Co., Inc.Oct 2019 to Jul 2022
- Charles Schwab Bank, SsbOct 2019 to Jun 2022
- The Vanguard Group, Inc.Jul 2018 to Oct 2019
- Contemporary Staffing SolutionsNov 2017 to Dec 2017
- Wholesome Desi LLCAug 2017 to May 2018
- Royal Bank of CanadaSep 2016 to May 2017
- Cabrini UniversityAug 2015 to May 2017
- Helping HandMay 2014 to Apr 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2018
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 1 state (PA).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6718981
- Firm CRD
- 7691