Caleb Riley
Investment adviser representative at LPL Enterprise, LLC
17 yearsExperience
1 stateRegistered in
$24.9BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
17 years in the industry.
- LPL Enterprise, LLCJan 2025 to now
- Sports OfficialOct 2023 to now
- Allstate Insurance CoSep 2023 to now
- Difabio's CasapelaAug 2018 to now
- Southern Indiana UnitedOct 2023 to Feb 2024
- Burlington Alliance Capital Management, LLC.Nov 2022 to Jun 2023
- Prudential Insurance Company of AmericaDec 2019 to Nov 2022
- Pruco Securities, LLC.Nov 2019 to Nov 2022
- Presentation AcademyJul 2018 to May 2021
- MML Investors Services, LLCJul 2018 to Sep 2019
- Encare ServicesJul 2018 to Oct 2018
- Mass Mutual Life Insurance CoMar 2018 to Sep 2019
- Western & Southern LifeOct 2017 to Mar 2018
- Northwestern MutualOct 2016 to Aug 2017
- Louisville Test PrepAug 2009 to Dec 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 1 state (KY).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6715912
- Firm CRD
- 8733