Baden Alexander James
Investment adviser representative at LPL Enterprise, LLC
8 yearsExperience
2 statesRegistered in
$24.9BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
8 years in the industry.
- LPL Enterprise, LLCNov 2024 to now
- The Prudential Insurance Company of AmericaJun 2024 to now
- Pruco Securities, LLC.Jun 2024 to Nov 2024
- UnemployedMay 2024 to May 2024
- Morgan StanleyJul 2022 to Apr 2024
- E*trade Capital Management, LLCOct 2019 to Apr 2024
- E*trade Securities LLCOct 2019 to Apr 2024
- Mcadam LLCSep 2016 to Sep 2019
- Purshe Kaplan Sterling InvestmentsSep 2016 to Nov 2017
Exams passed
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 2 states (TX, VA).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6715337
- Firm CRD
- 8733